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 The Financial Technologies Forum recently posted a brief case study on how Eagle Eye has helped EFS Advisors replace the manual Google searching process they were using to attempt to satisfy regulatory supervision requirements for both FINRA and the SEC.
Big thanks to Matt Rothchild at EFS Advisors for participating in this case study and of course, thank you to Eugene Grygo at FTF for the write up. FTFNews.com offers free 2 week trials that do not require a credit card, so take a moment to check out it out today. |
About James CellaJames Cella is the President of a growing and innovative compliance technology provider called SiteQuest Technologies. James is a customer-centric individual and focuses on building and sustaining positive and lasting relationship with his clients and partners. James and his family are "super fans" of Utah Football and have attended nearly every home game since 2002. Go Utes! Archives
July 2019
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